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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D/A
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13D-2
(AMENDMENT NO. 15)
REGENCY CENTERS CORPORATION
(FORMERLY REGENCY REALTY CORPORATION)
(NAME OF ISSUER)
COMMON STOCK, $.01 PAR VALUE
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(Title of Class of Securities)
758849 10 3
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(CUSIP Number)
JEFFREY A. KLOPF, SECRETARY
SECURITY CAPITAL GROUP INCORPORATED
125 LINCOLN AVENUE
SANTA FE, NEW MEXICO 87501
(505) 982-9292
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and
Communications)
APRIL 5, 2002
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(Date of Event Which Requires Filing of This
Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: [ ].
(Continued on following pages)
(Page 1 of 9 Pages)
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SCHEDULE 13D
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CUSIP NO. 861907 10 3 Page 2 of 9
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1. NAMES OF REPORTING PERSONS
Security Capital Group Incorporated
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
36-3692698
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK, OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,236
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
59.5%
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14. TYPE OF REPORTING PERSON REPORTING
CO
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SCHEDULE 13D
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CUSIP NO. 861907 10 3 Page 3 of 9
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1. NAMES OF REPORTING PERSONS
SC Capital Incorporated
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
74-2985638
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK, OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,236
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13. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
59.5%
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14. TYPE OF REPORTING PERSON REPORTING
CO
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SCHEDULE 13D
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CUSIP NO. 861907 10 3 Page 4 of 9
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1. NAMES OF REPORTING PERSONS
SC Realty Incorporated
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
88-0330184
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK, OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
--------------------------------------------------------
Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,236
- ---------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
59.5%
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14. TYPE OF REPORTING PERSON REPORTING
CO
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SCHEDULE 13D
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CUSIP NO. 861907 10 3 Page 5 of 9
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1. NAMES OF REPORTING PERSONS
Security Capital Operations Incorporated
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
52-2146697
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK, OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
--------------------------------------------------------
Beneficially 8. SHARED VOTING POWER
Owned By -0-
--------------------------------------------------------
Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
--------------------------------------------------------
Person With 10. SHARED DISPOSITIVE POWER
-0-
- ---------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,236
- ---------------------------------------------------------------------
13. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ---------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
59.5%
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14. TYPE OF REPORTING PERSON REPORTING
CO
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SCHEDULE 13D
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CUSIP NO. 861907 10 3 Page 6 of 9
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1. NAMES OF REPORTING PERSONS
Security Capital Shopping Mall Business Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
74-2869169
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- ---------------------------------------------------------------------
3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK, OO
- ---------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
--------------------------------------------------------
Beneficially 8. SHARED VOTING POWER
Owned By -0-
--------------------------------------------------------
Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
--------------------------------------------------------
Person With 10. SHARED DISPOSITIVE POWER
-0-
- ---------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,236
- ---------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ---------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
59.5%
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14. TYPE OF REPORTING PERSON REPORTING
CO
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This Amendment No. 15 is filed by Security Capital Group Incorporated
("Security Capital Group"), a Maryland corporation, SC Realty Incorporated, a
Nevada corporation and an indirect wholly owned subsidiary of Security Capital
Group ("SC-Realty"), Security Capital Operations Incorporated, a Maryland
corporation and wholly owned subsidiary of SC-Realty ("Operations"), and
Security Capital Shopping Mall Business Trust, a Maryland real estate investment
trust and subsidiary of Operations (formerly known as Midwest Mixed-Use Realty
Investors Trust, "Midwest"), and amends the Schedule 13D originally filed (as
previously amended, the "Schedule 13D") by Security Capital Group, SC-Realty and
Security Capital Holdings S.A. ("Holdings"), a corporation organized and
existing under the laws of Luxembourg and a wholly owned subsidiary of
SC-Realty. This Amendment No. 15 relates to shares of common stock, par value
$0.01 per share ("Common Stock"), of Regency Centers Corporation, a Florida
corporation and formerly Regency Realty Corporation ("Regency"). Capitalized
terms used herein without definition shall have the meanings ascribed thereto in
the Schedule 13D.
ITEM 4. PURPOSE OF THE TRANSACTION
Item 4 is hereby amended to add the following:
On April 5, 2002, giving consideration to the pendency of the
potential transaction between Security Capital Group and General Electric
Capital Corporation, Security Capital Group and Regency amended the "standstill"
provisions of the Stockholders Agreement which have been previously described in
this Schedule 13D to extend the termination of the Standstill Period (as defined
in the Stockholders Agreement) until April 10, 2003, unless earlier terminated
in accordance with the Stockholders Agreement. A copy of the amendment is filed
as an exhibit hereto and incorporated by reference herein, the preceding text is
qualified in its entirety by reference to such amendment. Security Capital Group
reserves all of its rights with respect to its investment intent as previously
described in this Schedule 13D.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit 15 Amendment dated as of April 5, 2002 by and between Regency,
Security Capital Group, and The Regency Group, Inc., amending the
Stockholders Agreement dated as of July 10, 1996, by and among
Regency, Security Capital U.S. Realty, and Security Capital Holdings
S.A., and to which Security Capital Group (both as to itself and as
successor to all the rights of Security Capital U.S. Realty and
Security Capital Holdings S.A. under the Investor Agreement) has
become party as a result of the transactions between Security Capital
Group, Security Capital U.S. Realty and Security Capital Holdings S.A
and the consent granted by the Company pursuant to that certain
letter agreement dated June 14, 2000.
SIGNATURE
After reasonable inquiry and to the best of the undersigned's
knowledge and belief, the undersigned certifies that the information set forth
in this statement is true, complete and correct.
SECURITY CAPITAL GROUP
INCORPORATED
By: /s/ Jeffrey A. Klopf
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Name: Jeffrey A. Klopf
Title: Senior Vice President
and Secretary
SC CAPITAL INCORPORATED
By: /s/ Jeffrey A. Klopf
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Name: Jeffrey A. Klopf
Title: Secretary
SC REALTY INCORPORATED
By: /s/ Jeffrey A. Klopf
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Name: Jeffrey A. Klopf
Title: Secretary
SECURITY CAPITAL OPERATIONS
INCORPORATED
By: /s/ Jeffrey A. Klopf
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Name: Jeffrey A. Klopf
Title: Secretary
SECURITY CAPITAL SHOPPING MALL
BUSINESS TRUST
By: /s/ Jeffrey A. Klopf
----------------------------------------
Name: Jeffrey A. Klopf
Title: Secretary
April 5, 2002
Exhibit Index
Exhibit 15 Amendment dated as of April 5, 2002 by and
between Regency Centers Corporation, Security
Capital Group Incorporated, and The Regency
Group, Inc., amending the Stockholders Agreement
dated as of July 10, 1996, by and among Regency
Centers Corporation, Security Capital U.S.
Realty, and Security Capital Holdings S.A., and
to which Security Capital Group Incorporated
(both as to itself and as successor to all the
rights of Security Capital U.S. Realty and
Security Capital Holdings S.A. under the
Investor Agreement) has become party as a result
of the transactions between Security Capital
Group Incorporated, Security Capital U.S. Realty
and Security Capital Holdings S.A and the
consent granted by the Company pursuant to that
certain letter agreement dated June 14, 2000.
AMENDMENT TO STOCKHOLDERS AGREEMENT
THIS AMENDMENT (this "AMENDMENT"), dated as of April 5, 2002, is by and
between Regency Centers Corporation (formerly Regency Realty Corporation), a
Florida corporation ("REGENCY"), Security Capital Group Incorporated, a Maryland
corporation ("SCG"), and The Regency Group, Inc., a Florida corporation ("TRG")
and amends the Stockholders Agreement dated as of July 10, 1996, by and among
Regency, Security Capital U.S. Realty, a Luxembourg corporation ("Realty"), and
Security Capital Holdings S.A. ("Holdings"), a Luxembourg corporation and a
formerly wholly owned subsidiary of Realty (as previously amended, the
"STOCKHOLDERS AGREEMENT"), and to which SCG (both as to itself and as successor
to all the rights of Realty and Holdings under the Investor Agreement) has
become party as a result of the transactions between Security Capital, Realty
and Holdings and the consent granted by the Company pursuant to that certain
letter agreement dated June 14, 2000.
NOW, THEREFORE, in consideration of the premises and of the mutual
covenants, agreements and warranties herein contained, and for other good and
valuable consideration, the receipt and sufficiency of which is hereby
acknowledged, and intending to be legally bound, the parties hereto agree as
follows:
1. STANDSTILL: Clause (x) in the first sentence of Section
5.1(a) and 5.1(b) of the Stockholders Agreement shall be modified to, in
each case, replace the words "January 10, 2003" with the words "April 10,
2003."
2. MISCELLANEOUS. Except as amended by this Agreement, the Stockholders
Agreement shall remain in full force and effect, and this Amendment and
the Stockholders Agreement together shall be considered one agreement,
including that all of the Miscellaneous provisions of Section 7 of the
Stockholders Agreement shall apply equally hereto.
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be
executed and delivered as of the day and year written above.
REGENCY CENTERS CORPORATION
By: /s/ Bruce M. Johnson
---------------------------------
Name: Bruce M. Johnson
Title: Managing Director and
Chief Financial Officer
THE REGENCY GROUP, INC.
By: /s/ Bruce M. Johnson
---------------------------------
Name: Bruce M. Johnson
Title: Managing Director and
Chief Financial Officer
SECURITY CAPITAL GROUP INCORPORATED
By: /s/ C. Ronald Blankenship
---------------------------------
Name: C. Ronald Blankenship
Title: Vice Chairman and
Chief Operating Officer