================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16) --------------------------- REGENCY CENTERS CORPORATION (FORMERLY REGENCY REALTY CORPORATION) (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE 758849 10 3 (Title of class of securities) (CUSIP number) NANCY E. BARTON, ESQ. GENERAL ELECTRIC CAPITAL CORPORATION 260 LONG RIDGE ROAD STAMFORD, CONNECTICUT 06927 (203) 357-4000 (Name, address and telephone number of person authorized to receive notices and communications) WITH A COPY TO: RAYMOND O. GIETZ, ESQ. WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 MAY 14, 2002 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (However, see the Notes.) (Continued on following pages) (Page 1 of 32 pages) ================================================================================ NY2:\1151546\05\__J#05!.DOC\47660.2082- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 2 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: SECURITY CAPITAL GROUP INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. 36-3692698 OF ABOVE PERSON: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: MARYLAND - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 34,273,236 SHARES OF COMMON STOCK SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 34,273,236 SHARES OF COMMON STOCK REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 34,273,236 SHARES OF COMMON STOCK - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 59.0% - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 2
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 3 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: SC CAPITAL INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. 74-2985638 OF ABOVE PERSON: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEVADA - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 34,273,236 SHARES OF COMMON STOCK SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 34,273,236 SHARES OF COMMON STOCK REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 34,273,236 SHARES OF COMMON STOCK - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 59.0% - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 3
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 4 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: SC REALTY INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. 88-0330184 OF ABOVE PERSON: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEVADA - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 34,273,236 SHARES OF COMMON STOCK SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 34,273,236 SHARES OF COMMON STOCK REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 34,273,236 SHARES OF COMMON STOCK - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 59.0% - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 4
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 5 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: SECURITY CAPITAL OPERATIONS INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. 52-2146697 OF ABOVE PERSON: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: MARYLAND - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 34,273,236 SHARES OF COMMON STOCK SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 34,273,236 SHARES OF COMMON STOCK REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 34,273,236 SHARES OF COMMON STOCK - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 59.0% - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 5
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 6 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: SECURITY CAPITAL SHOPPING MALL BUSINESS TRUST S.S. OR I.R.S. IDENTIFICATION NO. 74-2869169 OF ABOVE PERSON: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: MARYLAND - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 34,273,236 SHARES OF COMMON STOCK SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 34,273,236 SHARES OF COMMON STOCK REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 34,273,236 SHARES OF COMMON STOCK - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 59.0% - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 7 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: GE CAPITAL INTERNATIONAL HOLDINGS CORPORATION S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 34,273,236 SHARES OF COMMON STOCK SHARES (SEE ITEMS 2 AND 5) -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 34,273,236 SHARES OF COMMON STOCK REPORTING (SEE ITEMS 2 AND 5) -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 34,273,236 SHARES OF COMMON STOCK (SEE ITEMS 2 AND 5) - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 59.0% (SEE ITEMS 2 AND 5) - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 7
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 8 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL CORPORATION I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 34,273,236 SHARES OF COMMON STOCK SHARES (SEE ITEMS 2 AND 5) -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 34,273,236 SHARES OF COMMON STOCK REPORTING (SEE ITEMS 2 AND 5) -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 34,273,236 SHARES OF COMMON STOCK (SEE ITEMS 2 AND 5) - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 59.0% (SEE ITEMS 2 AND 5) - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 8
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 9 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL SERVICES, INC. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: DISCLAIMED (SEE 11 BELOW) OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW) - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY GENERAL ELECTRIC CAPITAL SERVICES, INC. - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE (SEE 11 ABOVE) - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 9
- --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP number 758849 10 3 13D Page 10 of 32 Pages - --------------------------------- ---------------------------------------------- ----------------------------------- - ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC COMPANY I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: - ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE - ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK - --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: DISCLAIMED (SEE 11 BELOW) OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW) - ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY GENERAL ELECTRIC COMPANY - ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE (SEE 11 ABOVE) - ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ---------------------- --------------------------------------------------------- --------------------------------------------------- 10
This Amendment No. 16 ("Amendment No. 16") is filed by Security Capital Group Incorporated, a Maryland corporation (f/k/a Security Capital Realty Incorporated) ("Security Capital Group"), SC Capital Incorporated, a Nevada corporation ("SC Capital") and a wholly owned subsidiary of Security Capital Group, SC Realty Incorporated, a Nevada corporation ("SC-Realty") and a wholly owned subsidiary of SC Capital, Security Capital Operations Incorporated, a Maryland corporation ("Operations") and a wholly owned subsidiary of SC-Realty, Security Capital Shopping Mall Business Trust, a Maryland real estate investment trust and a subsidiary of Operations (f/k/a Midwest Mixed-Use Realty Investors Trust) ("Midwest" and, together with Security Capital Group, SC Capital, SC-Realty and Operations, the "Original Reporting Persons"), General Electric Company, a New York corporation ("GE"), General Electric Capital Services, Inc., a Delaware corporation ("GECS") and a wholly owned subsidiary of GE, General Electric Capital Corporation, a Delaware corporation ("GECC") and a wholly owned subsidiary of GECS, and GE Capital International Holdings Corporation, a Delaware corporation and a wholly owned subsidiary of GECC ("GE Holdings" and, together with GE, GECS and GECC, the "Additional Reporting Persons"). The Additional Reporting Persons and the Original Reporting Persons are hereinafter referred to collectively as the "Reporting Persons". This Amendment No. 16 amends the Schedule 13D originally filed by Security Capital U.S. Realty and Security Capital Holdings S.A. on June 21, 1996 (as previously amended, the "Schedule 13D"). This Amendment No. 16 relates to shares of common stock, par value $0.01 per share ("Common Stock"), of Regency Centers Corporation, a Florida corporation (f/k/a Regency Realty Corporation) ("Regency"). Capitalized terms used herein without definition shall have the meanings ascribed thereto in the Schedule 13D, as amended. ITEM 2. IDENTITY AND BACKGROUND. Item 2 of the Schedule 13D hereby is amended as follows: Upon the completion of the Merger of Merger Sub with and into Security Capital Group on May 14, 2002, Security Capital Group survived the Merger and became a wholly owned subsidiary of GE Holdings. As a result of the Merger, the Additional Reporting Persons have been added to the Schedule 13D as Reporting Persons. GE Holdings is a Delaware corporation with its principal executive offices located at 1600 Summer Street, Stamford, Connecticut 06905. GE Holdings is a holding company which owns all the common stock of Security Capital Group and other subsidiaries. GECC, together with its affiliates, operates primarily in the financing industry and, to a lesser degree, in the life insurance and property/casualty insurance industries and maintains its principal executive offices at 260 Long Ridge Road, Stamford, Connecticut 06927. 11
GECS is a Delaware corporation with its principal executive offices located at 260 Long Ridge Road, Stamford, Connecticut 06927. GECS is a holding company which owns all the common stock of GECC and other subsidiaries. GE is a New York corporation with its principal executive office located at 3135 Easton Turnpike, Fairfield, Connecticut 06431. GE engages in providing a wide variety of industrial, commercial and consumer products and services. For information with respect to the identity and background of each executive officer and director of each of the Additional Reporting Persons, see Schedules 1 through 4 (the "Additional Reporting Person Schedules") which are attached hereto as Exhibit 16 and are hereby incorporated herein by reference. At the Effective Time of the Merger, the Board of Directors of Security Capital Group became comprised of the individual listed on Schedule 5 to Exhibit 16. During the last five years, none of the Additional Reporting Persons, nor, to the best of their knowledge, any person identified in the Additional Reporting Person Schedules has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. ITEM 4. PURPOSE OF TRANSACTION. Item 4 of the Schedule 13D hereby is amended to add the following: On May 14, 2002, at the Group Stockholder Meeting, the stockholders of Security Capital Group, by a majority of all votes entitled to be cast, approved and adopted the Merger Agreement and the Merger. On May 14, 2002, Articles of Merger (the "Articles of Merger") between Security Capital Group and Merger Sub were filed with the State Department of Assessments and Taxation of Maryland. The Merger became effective as of the date and time of the filing of the Articles of Merger. Security Capital Group continues to be the beneficial owner of Regency Common Stock, and any action or discussions taken in such connection will be subject to and conducted in accordance with all applicable legal rules and contractual agreements to which Security Capital Group is subject or which otherwise apply to the purchase or sale of Regency Common Stock. Subject to these requirements and limitations, however, Security Capital Group reserves all of its rights with respect to its investment intent as previously described in this Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. At the Effective Time of the Merger, Midwest owned 34,273,236 shares of Common Stock, representing approximately 59.0% of the outstanding Common Stock (based upon the reported number of outstanding shares 12
of Common Stock as of March 20, 2002 as stated in Regency's Annual Report on Form 10-K/A for the year ended December 31, 2001). Operations, SC-Realty, SC Capital, Security Capital Group and, solely for purposes of Section 13(d) of the Exchange Act and Rule 13d-3 promulgated thereunder, GE Holdings and GECC, also may be deemed to beneficially own such Common Stock. However, the filing of this statement shall not be construed as an admission that GECS or GE are, for purposes of Section 13(d) of the Exchange Act, or Rule 13d-3 promulgated thereunder, the beneficial owner of any of the shares of Common Stock covered by this statement. No transactions in shares of Common Stock were effected by any of the Reporting Persons, or, to the best of their knowledge, any of the persons identified in the Additional Reporting Person Schedules, during the 60 days prior to the date hereof. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit 16 Name, Business Address, and Present Principal Occupation of Each Executive Officer and Director of General Electric Company, General Electric Capital Services, Inc., General Electric Capital Corporation, and GE International Holdings Corporation. Exhibit 17 Joint Filing Agreement, dated as of May 15, 2002, by and among General Electric Company, General Electric Capital Services, Inc., General Electric Capital Corporation, GE International Holdings Corporation, Security Capital Group Incorporated, SC Capital Incorporated, SC Realty Incorporated, Security Capital Operations Incorporated, and Security Capital Shopping Mall Business Trust. 13
SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: May 15, 2002 GENERAL ELECTRIC COMPANY* By: /s/ Nancy E. Barton ------------------------------------------------- Name: Nancy E. Barton Title: Attorney-in-Fact GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Nancy E. Barton ------------------------------------------------- Name: Nancy E. Barton Title: Senior Vice President GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Nancy E. Barton ------------------------------------------------- Name: Nancy E. Barton Title: Senior Vice President GE CAPITAL INTERNATIONAL HOLDINGS CORPORATION By: /s/ Sarah Graber ------------------------------------------------- Name: Sarah Graber Title: Vice President and Assistant Secretary SECURITY CAPITAL GROUP INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Senior Vice President and Secretary - ------------------------ * Power of attorney, dated as of February 22, 2000, by General Electric Company is hereby incorporated by reference to Schedule 13D for Luxtec Corporation, filed March 12, 2001 by GE Capital Equity Investments, Inc. 14
SC CAPITAL INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary SC REALTY INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary SECURITY CAPITAL OPERATIONS INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary SECURITY CAPITAL SHOPPING MALL BUSINESS TRUST By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary 15
EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 16 Name, Business Address, and Present Principal Occupation of Each Executive Officer and Director of General Electric Company, General Electric Capital Services, Inc., General Electric Capital Corporation, and GE International Holdings Corporation. 17 Joint Filing Agreement, dated as of May 15, 2002, by and among General Electric Company, General Electric Capital Services, Inc., General Electric Capital Corporation, GE International Holdings Corporation, Security Capital Group Incorporated, SC Capital Incorporated, SC Realty Incorporated, Security Capital Operations Incorporated, and Security Capital Shopping Mall Business Trust. 16
Exhibit 16 ---------- SCHEDULE 1 GENERAL ELECTRIC COMPANY DIRECTORS AND EXECUTIVE OFFICERS PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Directors - --------- J. I. Cash, Jr. Harvard Business School Professor of Business Administration Morgan Hall Graduate School of Business Soldiers Field Road Administration, Harvard University Boston, MA 02163 S. S. Cathcart 222 Wisconsin Avenue Retired Chairman, Illinois Tool Works Suite 103 Lake Forest, IL 60045 D. D. Dammerman General Electric Company Vice Chairman of the Board and Executive 3135 Easton Turnpike Officer, General Electric Company; Chairman, Fairfield, CT 06431 General Electric Capital Services, Inc. P. Fresco Fiat SpA Chairman of the Board, Fiat SpA via Nizza 250 10126 Torino, Italy A. M. Fudge 4 Lowlyn Road Former President, Kraft's Beverages, Desserts & Westport, CT 06880 Post Divisions and former Group Vice President, Kraft Foods, Inc. Current director of Honeywell International Inc., Marriott International, Inc., and the Federal Reserve Bank of New York. 17PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- C. X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board and Chief Executive S.A. de C.V. Officer, Kimberly-Clark de Mexico, S.A. de C.V. Jose Luis Lagrange 103, Tercero Piso Colonia Los Morales Mexico, D.F. 11510, Mexico J. R. Immelt General Electric Company Chairman of the Board and Chief Executive 3135 Easton Turnpike Officer, General Electric Company Fairfield, CT 06431 A. Jung Avon Products, Inc. President and Chief Executive Officer, Avon 1345 Avenue of the Americas Products, Inc. New York, NY 10105 K. G. Langone Invemed Associates, Inc. Chairman, President and Chief Executive Officer, 375 Park Avenue Invemed Associates, Inc. New York, NY 10152 R. B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive Officer, Ogilvy & 309 West 49th Street Mather Worldwide New York, New York 10019-7316 S. G. McNealy Sun Microsystems, Inc. Chairman, President and Chief Executive Officer, 901 San Antonio Road Sun Microsystems, Inc. Palo Alto, CA 94303-4900 G. G. Michelson Federated Department Stores Former Member of the Board of Directors, 151 West 34th Street Federated Department Stores New York, NY 10001 S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Street, N.E. Atlanta, GA 30303 R. S. Penske Penske Corporation Chairman of the Board and President, Penske 13400 Outer Drive Corporation West Detroit, MI 48239-4001 F. H. T. Rhodes Cornell University President Emeritus, Cornell University 3104 Snee Building Ithaca, NY 14853 G.L. Rogers General Electric Company Vice Chairman of the Board and Executive 3135 Easton Turnpike Officer, General Electric Company Fairfield, CT 06431 18
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- A. C. Sigler Champion International Corporation Retired Chairman of the Board and CEO and former 1 Champion Plaza Director, Champion International Corporation Stamford, CT 06921 D. A. Warner, III J. P. Morgan Chase & Co., Inc. Chairman of the Board, President, and Chief The Chase Manhattan Bank and Morgan Guaranty Executive Officer, J. P. Morgan Chase & Co., Inc. Trust Co. 270 Park Avenue New York, NY 10017-2070 R. C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and Executive 30 Rockefeller Plaza Officer, General Electric Company; Chairman and New York, New York 10112 Chief Executive Officer, National Broadcasting Company, Inc. Citizenship ----------- P. Fresco - Italy C. X. Gonzalez - Mexico Andrea Jung - Canada All Others - U.S.A. Executive Officers - ------------------ P. D. Ameen General Electric Company Vice President and Comptroller 3135 Easton Turnpike Fairfield, CT 06431 J. R. Bunt General Electric Company Vice President and Treasurer 3135 Easton Turnpike Fairfield, CT 06431 D. C. Calhoun General Electric Company Senior Vice President - GE Aircraft Engines 1 Neumann Way Cincinnati, OH 05215 J.P. Campbell General Electric Company Vice President - GE Appliances Appliance Park Louisville, KY 40225 19
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- W. J. Conaty General Electric Company Senior Vice President - Human Resources 3135 Easton Turnpike Fairfield, CT 06431 D. D. Dammerman General Electric Company Vice Chairman of the Board and Executive 3135 Easton Turnpike Officer, General Electric Company; Chairman, Fairfield, CT 06431 General Electric Capital Services, Inc. S.C. Donnelly General Electric Company Senior Vice President - Corporate Research and One Research Circle Development Niskayuna, NY 12309 M.J. Espe General Electric Company Senior Vice President - GE Lighting Nela Park Cleveland, OH 44112 Y. Fujimori General Electric Company Senior Vice President - GE Plastics 1 Plastics Avenue Pittsfield, MA 01201 B. W. Heineman, Jr. General Electric Company Senior Vice President - General Counsel and 3135 Easton Turnpike Secretary Fairfield, CT 06431 J. R. Immelt General Electric Company Chairman of the Board and Chief Executive Officer, 3135 Easton Turnpike General Electric Company Fairfield, CT 06431 J. M. Hogan General Electric Company Senior Vice President - GE Medical Systems P.O. Box 414 Milwaukee, WI 53201 J. Krenicki, Jr. General Electric Company Vice President - GE Transportation Systems 2901 East Lake Road Erie, PA 16531 R. W. Nelson General Electric Company Vice President - Corporate Financial Planning 3135 Easton Turnpike and Analysis Fairfield, CT 06431 G. M. Reiner General Electric Company Senior Vice President - Chief Information Officer 3135 Easton Turnpike Fairfield, CT 06431 20
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- J. G. Rice General Electric Company Senior Vice President - GE Power Systems 1 River Road Schenectady, NY 12345 G. L. Rogers General Electric Company Vice Chairman of the Board and Executive Officer 1 Plastics Avenue Pittsfield, MA 01201 K. S. Sherin General Electric Company Senior Vice President - Finance and Chief 3135 Easton Turnpike Financial Officer Fairfield, CT 06431 L. G. Trotter General Electric Company Senior Vice President - GE Industrial Systems 41 Woodford Avenue Plainville, CT 06062 W.A. Woodburn General Electric Company Senior Vice President - GE Specialty Materials 41 Woodford Avenue Plaineville, CT 06062 R. C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and Executive 30 Rockefeller Plaza Officer, General Electric Company; President and New York, New York 10112 Chief Executive Officer, National Broadcasting Company, Inc. Citizenship - ----------- Yoshiaki Fujimori Japan All Others U.S.A. 21
SCHEDULE 2 GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Directors - --------- Nancy E. Barton General Electric Capital Corporation Senior Vice President, General Counsel 260 Long Ridge Road and Secretary Stamford, CT 06927 Citizenship: U.S.A. Ferdinando Beccalli General Electric Capital Corporation Director and Executive Vice President 260 Long Ridge Road Stamford, CT 06927 Citizenship: Italy James R. Bunt General Electric Company Vice President and Treasurer 3135 Easton Turnpike Fairfield, CT 06431 Citizenship: U.S.A. David C. Calhoun GE Aircraft Engines Chief Executive Officer 1 Neumann Way Cincinnati, OH 45215 Citizenship: U.S.A. Dennis D. Dammerman General Electric Company Vice Chairman and Executive Officer 3135 Easton Turnpike Fairfield, CT 06431 Citizenship: U.S.A. Scott C. Donnelly General Electric CR&D Senior Vice President One Research Circle Niskayuna, NY 12309 Citizenship: U.S.A. Michael D. Fraizer GE Financial Assurance President and Chief Executive Officer 6604 W. Broad Street Richmond, VA 23230 Citizenship: U.S.A. Benjamin W. Heineman, Jr. General Electric Company Senior Vice President, General Counsel 3135 Easton Turnpike and Secretary Fairfield, CT 06431 Citizenship: U.S.A. 22
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief Executive 3135 Easton Turnpike Officer, General Electric Company Fairfield, CT 06431 Citizenship: U.S.A. John H. Myers GE Investment Corporation Chairman and President 3003 Summer Street Stamford, CT 06904 Citizenship: U.S.A. Denis J. Nayden General Electric Capital Corporation Chairman and Chief Executive Officer 260 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. Michael A. Neal General Electric Capital Corporation President and Chief Operating Officer 260 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. James A. Parke General Electric Capital Corporation Vice Chairman and Chief Financial Officer 260 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. Ronald R. Pressman Employers Reinsurance Corporation Chairman, President and Chief Executive 5200 Metcalf Officer Overland Park, KS 66204 Citizenship: U.S.A. Gary M. Reiner General Electric Company Senior Vice President and Chief 3135 Easton Turnpike Information Officer Fairfield, CT 06431 Citizenship: U.S.A. John M. Samuels General Electric Company Vice President and Senior Counsel, 3135 Easton Turnpike Corporate Taxes Fairfield, CT 06431 Citizenship: U.S.A. Keith S. Sherin General Electric Company Senior Vice President and 3135 Easton Turnpike Chief Financial Officer Fairfield, CT 06431 Citizenship: U.S.A. 23
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Edward D. Stewart General Electric Capital Corporation Executive Vice President 1600 Summer Street Stamford, CT 06927 Citizenship: U.S.A. Robert C. Wright 30 Rockefeller Plaza Director New York, New York 10112 Executive Officers - ------------------ Dennis D. Dammerman General Electric Company Vice Chairman and Executive Officer 3135 Easton Turnpike Fairfield, CT 06431 Citizenship: U.S.A. Denis J. Nayden General Electric Capital Corporation Chairman and Chief Executive Officer 260 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. Michael D. Fraizer GE Financial Assurance President and Chief Executive Officer 6604 W. Broad Street Richmond, VA 23230 Citizenship: U.S.A. Michael A. Neal General Electric Capital Corporation President and Chief Operating Officer 260 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. Ronald R. Pressman Employers Reinsurance Corporation Chairman, President and Chief Executive 5200 Metcalf Officer Overland Park, KS 66204 Citizenship: U.S.A. James A. Parke General Electric Capital Services, Inc. Executive Vice President and Chief 260 Long Ridge Road Financial Officer Stamford, CT 06927 Citizenship: U.S.A. Edward D. Stewart General Electric Capital Services, Inc. Executive Vice President 600 Summer Street Stamford, CT 06927 Citizenship: U.S.A. 24
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Nancy E. Barton General Electric Capital Services, Inc. Senior Vice President, General Counsel 260 Long Ridge Road and Secretary Stamford, CT 06927 Citizenship: U.S.A. James A. Colica General Electric Capital Services, Inc. Senior Vice President, Global Risk Management 260 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. Richard D'Avino General Electric Capital Services, Inc. Senior Vice President, Taxes 777 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. Marc. J. Saperstein General Electric Capital Services, Inc. Senior Vice President, Human Resources 260 Long Ridge Road Stamford, CT 06927 Citizenship: U.S.A. Kathryn A. Cassidy General Electric Capital Services, Inc. Senior Vice President, Corporate Treasury 201 High Ridge Road and Global Funding Operation Stamford, CT 06927 Citizenship: U.S.A. 25
SCHEDULE 3 GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS AND EXECUTIVE OFFICERS Set forth below are the name and present principal occupation or employment of each director and executive officer of General Electric Capital Corporation. The business address of each director and executive officer is c/o General Electric Capital Corporation, 260 Long Ridge Road, Stamford, Connecticut 06927, except as set forth below. All persons are citizens of the United States, except as set forth below Name Present Principal Occupation or Employment - ---- ------------------------------------------ Joan Amble Ms. Amble is the Vice President and Controller of General Electric Capital Corporation. Nancy E. Barton Ms. Barton is a Director and the Senior Vice President, General Counsel and Secretary of General Electric Capital Corporation. Ferdinando Beccalli Mr. Beccalli is a Director and an Executive Vice President of General Electric Capital Corporation. Mr. Beccalli is a citizen of Italy. James R. Bunt Mr. Bunt is a Director of General Electric Capital Corporation. David L. Calhoun Mr. Calhoun is a Director of General Electric Capital Corporation. His business address is 1 Neumann Way, Cincinnati, Ohio 45215. James A. Colica Mr. Colica is the Senior Vice President of Global Risk Management of General Electric Capital Corporation. Richard D'Avino Mr. D'Avino is the Senior Vice President, Tax, of General Electric Capital Corporation. Dennis D. Dammerman Mr. Dammerman is a Director of General Electric Capital Corporation. Scott C. Donnelly Mr. Donnelly is a Director of General Electric Capital Corporation. Michael D. Fraizer Mr. Fraizer is a Director of General Electric Capital Corporation. Benjamin W. Heineman, Jr. Mr. Heineman is a Director of General Electric Capital Corporation. 26
Jeffrey R. Immelt Mr. Immelt is a Director of General Electric Capital Corporation. Robert L. Lewis Mr. Lewis is Senior Vice President of General Electric Capital Corporation. John H. Myers Mr. Myers is a Director of General Electric Capital Corporation. Denis J. Nayden Mr. Nayden is the Chairman and Chief Executive Officer of General Electric Capital Corporation. Michael A. Neal Mr. Neal is a Director and President and Chief Operating Officer of General Electric Capital Corporation. David R. Nissen Mr. Nissen is a Senior Vice President of General Electric Capital Corporation. James A. Parke Mr. Parke is a Director, Vice Chairman and the Chief Financial Officer of General Electric Capital Corporation. Ronald R. Pressman Mr. Pressman is a Director of General Electric Capital Corporation. His business address is 5200 Metcalf, Overland Park, Kansas 66204. Gary M. Reiner Mr. Reiner is a Director of General Electric Capital Corporation. John M. Samuels Mr. Samuels is a Director of General Electric Capital Corporation. Marc J. Saperstein Mr. Saperstein is Senior Vice President of Human Resources of General Electric Capital Corporation. Keith S. Sherin Mr. Sherin is a Director of General Electric Capital Corporation. Edward D. Stewart Mr. Stewart is a Director and an Executive Vice President of General Electric Capital Corporation. Kathryn A. Cassidy Ms. Cassidy is Senior Vice President, Corporate Treasury and Global Funding Operation of General Electric Capital Corporation. Robert C. Wright Mr. Wright is a Director of General Electric Capital Corporation. His business address is 30 Rockefeller Plaza, New York, New York 10112. 27
SCHEDULE 4 GE CAPITAL INTERNATIONAL HOLDINGS CORPORATION DIRECTORS AND EXECUTIVE OFFICERS Set forth below are the name and present principal occupation or employment of each director and executive officer of GE Capital International Holdings Corporation. The business address of each director and executive officer is c/o GE Capital International Holdings Corporation, 1600 Summer Street, Stamford, Connecticut 06905. All persons are citizens of the United States, except as set forth below. Name Present Principal Occupation or Employment - ---- ------------------------------------------ Kathryn A. Cassidy Ms. Cassidy is Vice President and Assistant Treasurer of GE Capital International Holdings Corporation. Charles Crabtree Mr. Crabtree is a Vice President of GE Capital International Holdings Corporation. Richard D'Avino Mr. D'Avino is the sole Director and a Vice President of GE Capital International Holdings Corporation. Ray Duggins Mr. Duggins is a Vice President of GE Capital International Holdings Corporation. Sarah Graber Ms. Graber is a Vice President and Assistant Secretary of GE Capital International Holdings Corporation. Leonard Kim Mr. Kim is a Vice President of GE Capital International Holdings Corporation. Elizabeth Lee Ms. Lee is a Vice President of GE Capital International Holdings Corporation. Ms. Lee is a citizen of the United Kingdom. Jonathan Mothner Mr. Mothner is a Vice President and Assistant Secretary of GE Capital International Holdings Corporation. David R. Nissen Mr. Nissen is the President of GE Capital International Holdings Corporation. Michael Pyles Mr. Pyles is a Vice President of GE Capital International Holdings Corporation. 28
Jim Richmond Mr. Richmond is a Vice President of GE Capital International Holdings Corporation. Maive Scully Mr. Scully is the Vice President and Treasurer of GE Capital International Holdings Corporation. 29
SCHEDULE 5 SECURITY CAPITAL GROUP INCORPORATED DIRECTORS AND EXECUTIVE OFFICERS Set forth below are the name and present principal occupation or employment of each director and executive officer of Security Capital Group Incorporated. The business address of each director and executive officer is c/o General Electric Capital Corporation, 292 Long Ridge Road, Stamford, Connecticut 06927. All persons are citizens of the United States, except as set forth below. Name Present Principal Occupation or Employment - ---- ------------------------------------------ Michael Pralle Mr. Pralle is the sole director of Security Capital Group Incorporated. 30
Exhibit 17 ---------- JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) of Regulation 13D-G of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of the common stock, par value $0.01 per share, of Regency Centers Corporation is being filed jointly on behalf of each of the undersigned under the Exchange Act, and that this Joint Filing Agreement be included as an exhibit to such joint filings. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have caused this Joint Filing Agreement to be executed as of the 15th day of May, 2002. GENERAL ELECTRIC COMPANY* By: /s/ Nancy E. Barton ------------------------------------------------- Name: Nancy E. Barton Title: Attorney-in-Fact GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Nancy E. Barton ------------------------------------------------- Name: Nancy E. Barton Title: Senior Vice President GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Nancy E. Barton ------------------------------------------------- Name: Nancy E. Barton Title: Senior Vice President - ------------------------ * Power of attorney, dated as of February 22, 2000, by General Electric Company is hereby incorporated by reference to Schedule 13D for Luxtec Corporation, filed March 12, 2001 by GE Capital Equity Investments, Inc. 31GE CAPITAL INTERNATIONAL HOLDINGS CORPORATION By: /s/ Sarah Graber ------------------------------------------------- Name: Sarah Graber Title: Vice President and Assistant Secretary SECURITY CAPITAL GROUP INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Senior Vice President and Secretary SC CAPITAL INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary SC REALTY INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary SECURITY CAPITAL OPERATIONS INCORPORATED By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary SECURITY CAPITAL SHOPPING MALL BUSINESS TRUST By: /s/ Jeffrey A. Klopf ------------------------------------------------- Name: Jeffrey A. Klopf Title: Secretary 32