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OMB APPROVAL
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OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
________________________________________________________________________________
1. Name and Address of Reporting Person*
Druce J. Dix
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
One Independent Square, #2201
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
________________________________________________________________________________
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
________________________________________________________________________________
4. Statement for Month/Day/Year
September 16, 2002
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
_______________________________
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
________________________________________________________________________________
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/16/02 M 2,000 A $18.75
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/16/02 F 1,220 D $30.73
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/16/02 M 1,000 A $16.75
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/16/02 F 545 D $30.73
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Common Stock 09/16/02 M 1,000 A $17.25
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Common Stock 09/16/02 F 561 D $30.73
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Common Stock 09/16/02 M 1,000 A $22.25
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====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
________________________________________________________________________________
1. Name and Address of Reporting Person*
Druce J. Dix
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
One Independent Square, #2201
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
________________________________________________________________________________
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
________________________________________________________________________________
4. Statement for Month/Day/Year
September 16, 2002
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
_______________________________
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
________________________________________________________________________________
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/16/02 F 724 D $30.73
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/16/02 M 3,750 A $21.875
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/16/02 F 2,669 D $30.73
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Common Stock 09/16/02 M 2,500 A $22.0625
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Common Stock 09/16/02 F 1,795 D $30.73
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Common Stock 09/16/02 M 1,250 A $24.60
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Common Stock 09/16/02 F 1,001 D $30.73
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Common Stock 09/16/02 M 1,521 A Note 1 35,733 D
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====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Note 1: Settlement of dividend equivalent units in connection with exercise of
option.
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $18.75 09/16/02 M 2,000 11/05/94 11/05/03 Stock 2,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $16.75 09/16/02 M 1,000 12/31/95 12/31/04 Stock 1,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $17.25 09/16/02 M 1,000 12/31/96 12/31/05 Stock 1,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $22.25 09/16/02 M 1,000 12/31/99 12/31/08 Stock 1,000 0
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Stock option Common
(right to buy) $21.875 09/16/02 M 3,750 05/06/00 05/06/09 Stock 3,750 1,250 D
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Stock option Common
(right to buy) $22.0625 09/16/02 M 2,500 05/03/01 05/03/10 Stock 2,500 2,500 D
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $24.60 09/16/02 M 1,250 05/01/02 05/01/11 Stock 1,250 3,750 D
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $30.73 09/16/02 A 1,220 09/16/02 11/05/03 Stock 1,220 1,220 D
- ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $30.73 09/16/02 A 545 09/16/02 12/31/04 Stock 545 545 D
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $30.73 09/16/02 A 561 09/16/02 12/31/05 Stock 561 561 D
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $30.73 09/16/02 A 724 09/16/02 12/31/08 Stock 724 724 D
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $30.73 09/16/02 A 2,669 09/16/02 05/06/09 Stock 2,669 2,669 D
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $30.73 09/16/02 A 1,795 09/16/02 05/03/10 Stock 1,795 1,795 D
- ------------------------------------------------------------------------------------------------------------------------------------
Stock option Common
(right to buy) $30.73 09/16/02 A 1,001 09/16/02 05/01/11 Stock 1,001 1,001 D
- ------------------------------------------------------------------------------------------------------------------------------------
Divident Common
Equivalent 1 for 1 09/16/02 M 1,521 Note 1 Stock 1,521 0
====================================================================================================================================
Explanation of Responses:
Note 1: Settlement of dividend equivalent units in connection with exercise of
option.
/s/ Linda Y. Kelso September 17, 2002
- --------------------------------------------- -----------------------
Linda Y. Kelso, as attorney-in-fact Date
for J. Dix Druce
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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