------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
- --------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Leavitt J. Christian
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
- --------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
- --------------------------------------------------------------------------------
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
- --------------------------------------------------------------------------------
4. Statement for Month/Day/Year
November 7, 2002
- --------------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President and Chief Financial Officer
-------------------------------------------------
- --------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
- --------------------------------------------------------------------------------
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 11/07/2002 M 7,163 A $26.875 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 11/07/2002 F 6,516 D $31.78 39,787 D
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $26.875 11/07/02 M 7,163 05/12/97 11/05/03 Stock 7,163 0 D
- -----------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $31.78 11/07/02 A 6,516 11/07/02 11/05/03 Stock 6,516 6,516 D
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
Explanation of Responses:
/s/ Foley & Lardner November 11, 2002
- --------------------------------------------- -----------------------
Foley & Lardner, as attorney-in-fact Date
for J. Christian Leavitt
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Page 2
POWER OF ATTORNEY
Know all by these presents, that, for good and valuable
consideration, the sufficiency and receipt of which are hereby acknowledged, the
undersigned hereby constitutes and appoints Regency Centers Corporation, a
Florida corporation (the "Company"), and Foley & Lardner and any of their
substitutes, signing singly, the undersigned's true and lawful attorney-in-fact
to:
(1) execute for and on behalf of the undersigned (in
accordance with Section 16(a) of the Securities Exchange Act of 1934, as
amended, and the rules thereunder (the "Exchange Act")), in the under-
signed's capacity as an officer and/or director of the Company, any and
all Forms 3, 4 and/or 5, and any amendments thereto, that are necessary
or advisable for the undersigned to file under Section 16(a)
(collectively, "Documents");
(2) do and perform any and all acts for and on behalf of the
undersigned that may be necessary or desirable to complete and execute
any such Documents and timely file such Documents with the United States
Securities and Exchange Commission and any stock exchange or similar
authority; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such attorney-in-
fact, may be of benefit to, in the best interest of, or legally required
by, the undersigned, it being understood that the documents executed by
such attorney-in-fact on behalf of the undersigned pursuant to this
Power of Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-in-
fact's discretion.
The undersigned hereby grants to such attorney-in-fact full
power and authority to do and perform any and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact (or such attorney-in-fact's substitute or substitutes) shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that such
attorney-in-fact, in serving in such capacity at the request of the undersigned,
is not assuming, nor is such attorney-in-fact's substitute or substitutes
assuming, any of the undersigned's responsibilities to comply with the Exchange
Act. The undersigned agrees to defend and hold harmless such attorney-in-fact
(and such attorney-in-fact's substitute or substitutes) from and against any and
all loss, damage or liability that such attorney-in-fact may sustain as a result
of any action taken in good faith hereunder.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Documents with respect to
the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to each of the foregoing attorneys-in-fact. This Power of Attorney shall be
construed under the laws of the state of Michigan, without regard to conflict of
law principles.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 2nd day of October, 2002.
/s/ J. Christian Leavitt
-----------------------------------------
Signature
Name: J. Christian Leavitt
------------------------------------
(please print)